Large account balances, high transaction volumes and low member engagement make the superannuation industry an attractive and lucrative target for criminals. With the ever-rising risk of cybercrime, hacks and scams, regulators are heightening their focus on cyber resilience, crisis management and operational risk management practices. Following several high-profile data breach incidents over the last few years, the Australian Government has also recently reviewed Australian privacy law and recommended a substantial and wide-ranging set of reforms.
This virtual workshop, facilitated by Kathy Neilson, Partner at Piper Alderman, and Kerry Jacobs, Senior Associate at Piper Alderman, delves into the current fraud, cybercrime, scan and privacy threat landscape of the superannuation industry, and provides insights and practical guidance on how to ensure preparedness for and compliance with the ever-changing applicable legal and regulatory obligations.
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Kathy is a highly experienced financial services lawyer having spent over 12 years in private legal practice, multi-disciplinary legal practice and at the Australian Securities and Investments Commission (ASIC).
As a leading financial services lawyer, Kathy regularly advises clients on regulatory requirements and product disclosure requirements including in relation to compliance with all aspects of the Corporations Act 2001 (Cth) and APRA prudential standards. She also advises in relation to mergers and acquisitions and associated disclosure requirements. Kathy also provides advice in relation to licensing, corporate governance and ASIC and APRA applications, investigations and current regulator priorities. In addition, she has expertise in relation to privacy and anti-money laundering and counter-terrorism financing (AML/CTF) obligations, including conducting independent reviews of AML/CTF programs.
While at ASIC, Kathy led the review and redrafting of the Regulatory Guide 97 fees and costs disclosure regime for managed investment schemes and superannuation leading her to develop an exclusive expertise in this area.
Kathy also presents regularly with The Association of Superannuation Funds of Australia (ASFA) to superannuation trustees on topical regulatory issues and contributes regularly to ASFA’s continuing professional development publications on topics such as cloud outsourcing, anti-money laundering, audit requirements and fees and costs disclosure.
Drawing on her diverse experience, Kathy can offer unique insights and knowledge to add value to her clients.
Kerry is a financial services lawyer with significant experience in a broad range of financial services matters including superannuation, prudential regulation, regulatory compliance, data privacy, outsourcing, corporate governance and anti-money laundering and counter-terrorism financing.
Kerry advises financial services clients on varied issues including those in relation to superannuation, insurance, trust and corporate law, RSE licence obligations, including the trustee obligations under the Superannuation Industry (Supervision) Act 1993 (Cth), AFS licence obligations, covering general conduct obligations under the Corporations Act 2001 (Cth), client review and remediation conducted by AFS licensees, with a particular focus on ASIC RG 256, governance structures, including conflicts management processes, and legal review and gap analysis of Part A and Part B of anti-money laundering and counter-terrorism financing programs.
One-hour online virtual workshop.
ASFA’s virtual workshops are a live and interactive learning experience. Participants can engage with industry-leading presenters who are experts in their field, together with their peers, just like they would at an ASFA face-to-face workshop. It is a unique opportunity to workshop ideas and concepts in a collaborative online environment facilitated by experts.
Virtual workshops are limited to 30 participants to allow for discussion, and to ensure that participants have ample opportunity to ask presenters questions.
Public virtual workshop
Type | Inc. GST |
---|---|
Member | $195 |
Non-member | $250 |
CPD Points
1 Continuing Professional Development (CPD) points for members of ASFA’s Professional Accreditation Program.
For all enquiries, contact ASFA Learning.
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