Half day workshop, followed by networking lunch.
Venue: Allens, Level 25, 33 Alfred Street, Sydney NSW 2000.
ASFA’s AFSL Responsible Manager Program, delivered by experts from Allens law firm, has been purpose-built for the superannuation industry to give Responsible Managers (RM’s) a clear understanding of their role and what’s required to meet their AFSL obligations. With a focus on real-world case studies, ASIC’s latest priorities, and recent regulatory changes, participants will gain the knowledge and skills to meet their RM obligations with confidence.
Key topics to be discussed include:
- Superannuation Regulation and Licensing Framework – overview of legislation, AFS licence obligations, conduct and disclosure requirements, and organisational competence.
- AFS Licence Authorisations and Compliance – understanding authorisations, maintaining compliance, and managing organisational responsibilities.
- Role and Responsibilities of a Responsible Manager (RM) – core attributes, duties, required knowledge and skills, and how the RM role operates in practice.
- Regulatory Accountability and Enforcement – ASIC expectations, consequences of non-compliance, and interactions with the Financial Accountability Regime (FAR).
- Current Legal and Regulatory Landscape – recent and upcoming legislative reforms, enforcement trends, and key regulatory developments impacting superannuation.
Who should attend
- New and existing Responsible Managers
- Superannuation executives and senior management
- Compliance and legal professionals
- Board members with AFSL oversight
Speakers
Simun Soljo, Partner, Allens
Simun is an expert in financial services law, with a focus on superannuation and investment platforms, life insurance, financial advice and payments. He acts for trustees and platform providers, banks, insurers and advice groups, advising on their most significant transactions and contractual arrangements, regulatory implementation projects and investigations.
Guy Spielman, Senior Associate, Allens
