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SUMMARY:AFSL Responsible Manager Program - Sydney
DESCRIPTION:Half day workshop\, followed by networking lunch. \nVenue: Allens\, Level 25\, 33 Alfred Street\, Sydney NSW 2000. \nASFA’s AFSL Responsible Manager Program\, delivered by experts from Allens law firm\, has been purpose-built for the superannuation industry to give Responsible Managers (RM’s) a clear understanding of their role and what’s required to meet their AFSL obligations. With a focus on real-world case studies\, ASIC’s latest priorities\, and recent regulatory changes\, participants will gain the knowledge and skills to meet their RM obligations with confidence. \nKey topics to be discussed include: \n\nSuperannuation Regulation and Licensing Framework – overview of legislation\, AFS licence obligations\, conduct and disclosure requirements\, and organisational competence.\nAFS Licence Authorisations and Compliance – understanding authorisations\, maintaining compliance\, and managing organisational responsibilities.\nRole and Responsibilities of a Responsible Manager (RM) – core attributes\, duties\, required knowledge and skills\, and how the RM role operates in practice.\nRegulatory Accountability and Enforcement – ASIC expectations\, consequences of non-compliance\, and interactions with the Financial Accountability Regime (FAR).\nCurrent Legal and Regulatory Landscape – recent and upcoming legislative reforms\, enforcement trends\, and key regulatory developments impacting superannuation.\n\n\nWho should attend \n\nNew and existing Responsible Managers\nSuperannuation executives and senior management\nCompliance and legal professionals\nBoard members with AFSL oversight\n\n\nSpeakers \n  \nStephanie Malon\, Partner\, Allens \nStephanie specialises in superannuation\, funds management and financial services law. \nStephanie advises superannuation and financial services clients in relation to regulatory regimes\, governance\, core service provider arrangements and investments matters. \nStephanie is a regular speaker at conferences and events\, including at the Law Council of Australia’s Superannuation Conference. She also publishes on areas of interest\, including in the Australian Superannuation Law Bulletin and has taken lead roles in developing industry templates. \n \nGeoff Sanders\, Partner\, Allens \nGeoff specialises in superannuation\, financial services law and funds management\, with a particular focus on investments work and all aspects of superannuation and financial services law and regulation. \nGeoff regularly acts for a number of Australia’s highest profile superannuation trustees on matters as diverse as SFTs; regulatory investigations and enforcement action; key regulatory change projects; and investments matters.
URL:https://www.superannuation.asn.au/event/afsl-responsible-manager-program-sydney-2/
LOCATION:Allens Sydney (New)\, Level 25\, 33 Alfred Street\, Sydney NSW 2000\, Sydney\, NSW\, 2000\, Australia
CATEGORIES:Face-to-face Workshop
ATTACH;FMTTYPE=image/jpeg:https://www.superannuation.asn.au/wp-content/uploads/2025/10/getty-images-VNIy23T96m4-unsplash2-1-scaled.jpg
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